(City Council Birmingham Jobs) Deutsche Bank is seeking a Compliance Surveillance Analyst for its Birmingham location. The role involves various surveillance tasks for the bank’s EMEA operations, including Trade Communications and Information Barriers Surveillance in Corporate and Investment Banking. The analyst will also engage in Surveillance projects, enhancing existing scenarios and adapting to new product exchanges and jurisdictions. The bank offers a supportive environment focusing on development and well-being, including a hybrid working competitive salary, non-contributory pension, and flexible benefits.

The ideal candidate will liaise between London and Birmingham teams to review and investigate surveillance alerts and develop methodologies to monitor compliance risk. They should have experience in surveillance trading or middle office covering various financial products and possess excellent presentation skills. Deutsche Bank supports career growth through training, flexible working, and a culture of continuous learning.

Deutsche Bank, established in 1870, is a leading German bank with a global network offering financial services through its Corporate Bank Investment Bank Private Bank and asset management division DWS. The bank values diversity and inclusion promoting a culture where employees can thrive and contribute to innovation. With a commitment to responsible and sustainable business Deutsche Bank provides opportunities for growth and a fulfilling work-life balance through flexible work arrangements and a supportive environment (City Council Birmingham Jobs).

Compliance Surveillance Analyst

Posted	1 days ago
Job Title	Compliance, Surveillance Analyst
Location	Birmingham
Corporate Title	Associate
Job	Permanent
Job Type	Full time
Job ID	R0318263

Job Vacancies

• Compliance, Surveillance Analyst

Your skills and experience

Skills:

• Strong analytical skills to review and interpret surveillance data.
• Excellent communication skills for reporting and explaining findings.
• Proficiency in Microsoft Office applications especially Word Excel and PowerPoint.
• Familiarity with compliance systems such as IBS Vision Archive OnBase and Verafin is often preferred.
• A strong commitment to a “People First” approach and the ability to work well within a team.

Experience:

• A college degree is commonly preferred.
• A minimum of 3-5 years of experience in Bank Secrecy Act (BSA) compliance or a related field is required.

Your Responsibilities

• Monitoring and enforcing compliance with legal and regulatory requirements within the financial industry.
• Reviewing and investigating surveillance alerts and escalations to ensure consistent delivery and service levels.
• Developing methodologies to identify, monitor, and test areas of compliance risk.
• Working closely with Compliance Information Technology on the preparation and User Acceptance Testing of new models and amendments to ensure the effectiveness and coverage of alerts.
• Acting as a liaison between different teams and making judgment calls that require strong interpretation skills.
• Prepared reports for management and provided updates when regulations changed.
• Training team members on best practices that align with regulations (City Council Birmingham Jobs).

About Job

The job of a Compliance, Surveillance Analyst involves ensuring that a company adheres to legal standards and regulatory requirements. This role is critical in maintaining the integrity of financial operations and preventing legal and financial repercussions for the company. Analysts are tasked with monitoring various forms of communication and transactions, identifying potential breaches of laws and regulations, and conducting investigations to ensure compliance.

In addition to these surveillance duties, analysts may also be involved in enhancing surveillance methods and participating in projects that improve the efficiency and effectiveness of the surveillance process. They work closely with technology teams to develop and test new surveillance models and ensure that existing ones are up-to-date and comprehensive.

Contact Details

Apply here	www.db.com
Contact Number	+49 69 910-10000
Fax	+49 69 910-34225
Email	deutsche.bank@db.com
Address	Taunusanlage 12, 60325 Frankfurt am Main, Germany

How to Apply (City Council Birmingham Jobs)

• Explore and Research: Understand Deutsche Bank’s structure and decide which division you want to work in. Utilize resources like the bank’s Employability Hub to support you with the application and assessment process.
• Apply: Visit Deutsche Bank’s career portal and search for the Compliance, Surveillance Analyst role. Submit a short application form and attach your CV. Ensure you meet the eligibility criteria for the vacancy.
• Online Assessments: Complete a series of online assessments tailored to the role you are applying for.
• Interview: Prepare for a video interview in which you will discuss your motivations for the role and demonstrate the skills you can bring to Deutsche Bank (City Council Birmingham Jobs).

General Faqs